Our “turn-key” investment adviser registration program for the State of Colorado includes:

• Setting up your firm’s account on the Investment Adviser Registration Depository (IARD) system
• Acting as liaison with the Colorado Division of Securities
• Facilitating the payment of all Colorado state registration fees
• Preparing and filing Form ADV Part 1 via the IARD system
• Preparing and filing Form ADV Part II directly with Colorado Division of Securities
• Drafting and filing investment advisory and/or financial planning agreements
• Drafting a compliance manual in conformity with the rules under the Colorado Securities Act
• Drafting of the privacy notice
• Filing Form U4 for investment adviser representatives

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Please call us toll free at 888-798-2930 for more information about our Colorado “Turn-Key” Registration Program.